Skip to content
Licensed Unlicensed Requires Authentication Published by De Gruyter Mouton October 9, 2015

Modals and negation: A semantic explanation of the modal suppletion strategy in Chinese

  • Carlotta Sparvoli

    Carlotta Sparvoli is adjunct Professor of Modern Chinese at the University of Parma and at the University of Modena and Reggio Emilia. In 2012 she was granted a research fellowship from the Italian Ministry of University and Research and won a Taiwan MOFA fellowship. She is Board Member and Secretary of the European Association of Chinese Linguistics (EACL) and of CASLAR. Her major fields of research are the semantics of modal expressions and tonal phonology.

    EMAIL logo

Abstract

This paper aims at providing a semantic account of the mechanism informing the use of negative modals in standard Chinese. Based on the notion of modal suppletion and negation placement strategies (de Haan 1997), it will be shown that:

  1. in the negative form each modal takes on its prominent value;

  2. this prominent modal value displays the normative source orientation (Hsieh 2005), where the Situation-oriented normative source can include the Speaker-oriented normative source and, in particular cases in the domain of Possibility, also the Subject-oriented one;

  3. a negative modal admits different modal meanings only if there is no pragmatic conflict between them, as in the case of epistemic and non-epistemic modalities.

Moreover, I will show that in non-epistemic modalities the suppletion mechanism is related to the need for normative disambiguation and is characterized by pragmatic exclusion and semantic inclusion (respectively in the Necessity and Possibility domains). In the epistemic area, on the other hand, the mandatory suppletion of the Speaker-oriented adverbs fulfills the condition of semantic well-formedness of the sentence and, for the other epistemic items, a major role is played by the strategy of negation placement (with the result that the syntactic negation mirrors the semantic property of this modality).

Funding statement: Funding: This research was partially funded by MOFA Taiwan Fellowship program.

About the author

Carlotta Sparvoli

Carlotta Sparvoli is adjunct Professor of Modern Chinese at the University of Parma and at the University of Modena and Reggio Emilia. In 2012 she was granted a research fellowship from the Italian Ministry of University and Research and won a Taiwan MOFA fellowship. She is Board Member and Secretary of the European Association of Chinese Linguistics (EACL) and of CASLAR. Her major fields of research are the semantics of modal expressions and tonal phonology.

Acknowledgement

I would like to thank Shou-hsin Teng, Chia-Ling Hsieh, Zhao-Hong Han and two anonymous reviewers for the insightful suggestions. Of course, all the mistakes are mine.

Appendix

Table 1:

Negative forms and prominent value in the Necessity domain.

ModalityNECESSITY
EpistemicNon-epistemic
Participant-externalParticipant-internal
AnankasticDeontic
Source orientationSITUATIONSPEAKERSITUATIONSPEAKERSUBJECT
UsageCertaintyInevitabilityObligationNeed
Prominent marker一定该, 应该,肯定,必须, děi 得,应该, 要, 该需要
Other markers accepted, in the declarative form肯定,该, 应该 děi 得, 要,děi 得, 要, 一定要, 应该děi 得, 必须要, děi 得
External negationUncertaintyExemption/Release from need
Logical notation¬□¬□ = ◊¬¬□
Negative forms of prominent marker不一定/Specialized suppletion不需要,
未必无需
Suppletion A/不一定Not admitted
Suppletion B/可能不可以不, 能不不许要
Specialized suppl.//不用, 不必, 无须
Internal negationCertainty that not/ProhibitionNeed not to
Logical notation□¬□ ¬= ¬◊□¬
Neg. forms of prominent marker一定不该不,不应该,需要不
应该不,不要
肯定不
不该/应该+
Stative Verb
Suppletion A//必须不/
Suppletion B//不可以/
不得 bù dé
Table 2:

Negative forms and prominent value in the Possibility domain.

ModalityPOSSIBILITY
EpistemicNon-epistemic
Participant-externalParticipant-internal
AnankasticDeontic
Source orientationSITUATIONSPEAKERSITUATIONSPEAKERSUBJECTSITUATION
UsageProbabilityFeasibilityPermissionAbilityAccomplishment
Prominent marker可能能, 能夠可以, 可,V1 得 V2
V1 得 V2(POT)
Other markers accepted, in the declarative form可以, 可能, 可以, 可
External negationImprobabilityImpossibilityPermission denialInabilityFailure
Logical notation¬◊¬◊¬◊ = □¬,¬◊
Negative forms of prominent marker不可能不会不能夠, 不能,不可以, 不可,不会,V1 不 V2,
不得V1 得不 V2不能
Suppletion A///不能, 不行//
Suppletion B///不应该//
Specialized suppl.//////
Internal negationProbability that notPossibility not toRelease from obligation/Ability to refrain from
Logical notation◊¬◊¬◊¬ = ¬□,*◊¬◊¬
Neg. forms of prominent marker可能不会不能不可以不,*会不能不
能不
Suppletion A//////
Suppletion B//////

References

Alleton, V. 1984. Les auxiliaires de mode en chinois contemporain. Paris: Editions de la Maison des sciences de l’hommeSearch in Google Scholar

Beller, S. 2001. A model theory of deontic reasoning about social norms. In J. D. Moore & K. Stenning (eds.), Proceedings of the Twenty-Third Annual Conference of the Cognitive Science Society (pp. 63–68). Mahwah NJ: Lawrence Erlbaum.Search in Google Scholar

Chen, X.-W. & Saillard, C. 2011 Prospective and Posterior aspect in Mandarin Chinese: on the aspectual value of modals yào and huì. Paper presented at the 7th Conference of the European Association of Chinese Linguistics (EACL-7). Ca’ Foscari University, Venice.Search in Google Scholar

Chung, Y.-S., Huang, S.-L. & Chen, K.-J. 2007. Modality and modal sense representation in E-HowNet. In Proceeding of the 21st Pacific Asia Conference on Language. Information and Computation PACLIC (pp. 136–145). Seoul National University.Search in Google Scholar

de Haan, F. 1997. The interaction of modality and negation: A typological study. New York: Garland Press.Search in Google Scholar

de Haan, F. 2006. Typological approaches to modality. In W. Frawley (eds.), The expression of modality, 27–69. Berlin-New York: De Gruyter.10.1515/9783110197570.27Search in Google Scholar

Drubig, H. B. 2001. On the syntactic form of epistemic modality. Manuscript. University of Tübingen.Search in Google Scholar

Ernst, T. 2008. Adverbs and positive polarity in MANDARIN Chinese. In M. K.M. Chan & H. Kang. Columbus (eds.), Proceedings of the 20th North American Conference on Chinese Linguistics (NACCL-20). Ohio: The Ohio State University. Vol. 1, 69–85.Search in Google Scholar

Ernst, T. 2009. Speaker-oriented adverbs. Natural Language and Linguistic Theory 27(3). 497–544.10.1007/s11049-009-9069-1Search in Google Scholar

Von Fintel, K. & Gillies, A.S. 2008. An opinionated guide to epistemic modality. In T. S. Gendler & J. Hawthorne (eds.), Oxford studies in epistemology, vol. 2 32–62. Oxford: Oxford University Press.Search in Google Scholar

Gao, M.-K.1986 [1948]. Hanyu yufa lun. Beijing: Shangwu yinshuguan.Search in Google Scholar

Giannakidou, A. 1999. Affective dependencies. Linguistics and Philosophy 22. 367–421.10.1023/A:1005492130684Search in Google Scholar

Giannakidou, A. 2001. Varieties of polarity items and the (non)veridicality hypothesis. In J. Hoeksema, H. Rullman, V. Sanchez-Valencia, and T. van der Wouden (eds.), Perspectives on negation and polarity items. Amsterdam: John Benjamins.10.1075/la.40.06giaSearch in Google Scholar

Homer, V. 2010. Neg-raising and Positive Polarity: The View from Modals. Manuscript.Search in Google Scholar

Horn, L. R. 1989. A natural history of negation. Chicago & London: The University of Chicago Press.Search in Google Scholar

Hsiao, P.-Y. & Lin, T.-H. J. 2011. A Tripartite Division of Epistemic Modality in Mandarin Chinese. Paper presented at the Symposium on Chinese Syntax and Semantics. Doshisha University, Kyoto.Search in Google Scholar

Hsieh, C.-L. 2005. Modal Verbs and Modal Adverbs in Chinese: an investigation into the Semantics Source. UST Working Papers In Linguistics (USTWPL). 1, 31–58.Search in Google Scholar

Huang, X.-Y. K. 2009. Multiple-modal constructions in Mandarin Chinese: A cartographic approach and an MP perspective. In Yun X. (ed.), Proceedings of the 21st North American Conference on Chinese Linguistics NACCL-21, (2, pp. 524–540). Rhode Island: Bryant University.Search in Google Scholar

Li, J.-X. 1998 [1924]. Xinzhu guoyu wenfa. Beijing: Shangwu yinshuguan.Search in Google Scholar

Li, R.-Z. 2003. Modality in English and Chinese: a Typological Perspective. Boca Raton Florida: DisCom.Search in Google Scholar

Lin, J. & Tang, C.-C. J. 1995. Modals as Verbs in Chinese: a GB perspective. The Bulletin of Institute of History and Philology 66. 53–105.Search in Google Scholar

Lü, S.-X.2002 [1942]. Zhongguo wenfa yaolüe. Shenyang: Liaoning jiaoyu chubanshe.Search in Google Scholar

Narrog, H. 2012. Modality. Subjectivity. and Semantic Change: A Cross-Linguistic Perspective. Oxford: Oxford University Press.10.1093/acprof:oso/9780199694372.001.0001Search in Google Scholar

Nuyts, J. 2001. Epistemic Modality, Language, and Conceptualization: A cognitive-pragmatic perspective. Amsterdam: John Benjamins.10.1075/hcp.5Search in Google Scholar

Peng, L.-Z. & Liu, Y.-B. 2012. Hanyu de zhuguan qingtai he keguan qingtai. Chinese as a Second Language Research (CASLAR) 1–2. 243–265.Search in Google Scholar

Peng, L.-Z. 2007. Xiandai hanyu qingtai yanjiu. Beijing: Zhongguo shehui kexue chubanshe.Search in Google Scholar

Siemund, P. 2001. “Hortative construction”. In M. Haspelmath, E. König, W. Oesterrreicher, & W. Raible (eds.), Language typology and language universals, 2, 1028–1038. Berlin & New York: De Gruyter.Search in Google Scholar

Sparvoli, C. 2011. Deontico e anankastico. Proposta di ampliamento della tassonomia modale basata sull’analisi dei tratti distintivi dei modali cinesi inerenti dovere e necessità. Ph.D. Thesis. Venice: Ca’Foscari University.Search in Google Scholar

Teng, S.-H. 1977. A semantic study of transitivity relations in Chinese. (Monographs on modern linguistics). Taipei: Student Book Co. Ltd.Search in Google Scholar

Teng, S.-H. 1973. Negation and aspect in Chinese. Journal of Chinese Linguistics 1. 14–37.Search in Google Scholar

Tsang, C. L. 1981. A Semantic Study of Modal Auxiliary Verbs in Chinese. Ph.D. Thesis. Stanford University.Search in Google Scholar

van der Auwera, J. & Plungian, A. V. 1998. Modality’s semantic map. Linguistic Typology 2. 79–124.10.1515/lity.1998.2.1.79Search in Google Scholar

van der Wouden, T. 1996. Negative polarity auxiliaries. Paper presented at the PIONIER conference Perspectives on Negation. Groningen.Search in Google Scholar

von Wright, G. H. 1951. An essay on modal logic. Amsterdam: North Holland Publishing Company.Search in Google Scholar

von Wright, G. H. 1963. Norm and action. London: Routledge and Kegan Paul.Search in Google Scholar

Wang, L. 1947. [1943]. Zhongguo xiandai yufa. Shanghai: Shangwu yinshuguan.Search in Google Scholar

Wang, S.-l. 2003. Prescription? Prediction? An analysis of Chinese and English modalities: a comparative approach. Ph.D. Thesis. University of Hawaii.Search in Google Scholar

Zhu, D.-X. 1982. YufaJiangyi. Beijing: Commercial Press.Search in Google Scholar

Published Online: 2015-10-9
Published in Print: 2015-10-1

©2015 by De Gruyter Mouton

Downloaded on 8.5.2024 from https://www.degruyter.com/document/doi/10.1515/caslar-2015-0010/html
Scroll to top button